Client Reviewer

Key Accountabilities

• Undertake periodic reviews for new and existing client entities.
• Ensure that review findings are concise, accurate and correctly recorded.
• Update the Review Tracker in a timely matter on completion of each review, also adding any relevant comments which may affect the timing/completion.
• Risk Screen and Google searches.
• Provide advice and guidance to the business on necessary actions to achieve regulatory compliance, mitigate risk, and enhance controls addressing any issues arising from periodic reviews.
• Develop and maintain knowledge of control documents, policies, procedures and processes.
• Maintain a sound understanding of key risks, legal, regulatory and AML obligations applicable to the business’ operations and their impacts on the business. Ensure clear understanding of the business’ Risk Appetite Statement.
• Encourage a culture of compliance by building strong relationships within the business.
• Develop knowledge in others through the delivery of regulatory and controls training and feedback.
• Demonstrate effective communication, ensuring the objectives, initiatives and information is cascaded to team/direct reports.
• Undertake role specific tasks to support the Business Support Manager.

Knowledge and Experience

• 3 – 5 year experience working in a similar support role.
• Track record within the offshore financial services industry with experience of the administration of funds, trusts and company structures.
• A good understanding of Anti Money Laundering, Countering the Financing of Terrorism and Proliferation Financing legislation, codes of practice and regulatory guidance as well as industry best practice is essential.
• Detailed technical knowledge of financial services legislation, including company and trust law is essential.
• A good understanding of the operational process and business practices of a financial services business.
• An understanding of NavOne would be an advantage but is not essential as training will be provided.
• The role holder is expected to hold a relevant professional qualification such as STEP or ICSA equivalent.

For more information or to request a copy of the full job description, please email [email protected]

All agency emails and queries should be sent to [email protected]

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